Regulatory Analyst

$70,000 - $80,000 yearly
Job Category: Accounting & Finance
Position Type: Direct Hire / Permanent
Work Model: Hybrid
Location: Franklin, Tennessee
Job ID: 140103
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LaSalle Network has a great dire hire opportunity for a Regulatory Analyst located in Franklin, TN. Our client is an established company in the energy space and looking for a candidate to grow with this team!

Regulatory Analyst Responsibilities:
  • Maintain a basic knowledge of the regulations related to reporting, audits and verifications
  • Stay up to date with changes to reporting, audits and verifications from the latest regulations and inform compliance management accordingly
  • Lead and manage all aspects of compliance which includes conducting, managing and overseeing internal and external reporting, audits and verifications
  • Develops recommendations to improve reporting, auditing and verification procedures, to ensure adherence with industry regulations. Informs compliance management of risks that can affect the integrity or results of the reporting data and makes recommendations to resolve risk
  • Collaborate with compliance team on implementing new regulated programs or changes
  • Work collaboratively with Regulatory manager on projects, ideas and action plans for compliance function enhancement
  • Communicate with government officials to ensure accurate and timely reporting
  • Prepare and participate in risk assessments
  • Respond to internal and external compliance inquiries or consult with management on appropriate responses
  • Conduct, manage and oversee the organization, scheduling and sampling documentation of reporting, audits and verification for all regulated programs
  • Track and prepare reports on the results of relevant audits and verifications, present these to compliance management and develop a plan to improve on these, if necessary
  • Organize and submit quarterly and annual compliance reports as applicable for all regulated programs
  • Maintain in an organized manner internal compliance database including records relevant to audits, reports and other regulatory compliance issues
  • Keep up-to-date necessary compliance records including SOP documents, reporting deadlines and report changes
  • Work collaboratively with other internal teams to support audits, reporting and annual verifications as needed

Regulatory Analyst Requirements:
  • Bachelors degree in related field preferred
  • 1+ years' experience in compliance is required
  • Audit experience preferred
  • Energy background preferred – open to banking or legal

If you are interested in this opportunity and meet the qualifications, please apply today!

Thank you,

Linda Daniel
Senior Project Manager
LaSalle Network
 
LaSalle Network is an Equal Opportunity Employer m/f/d/v.

LaSalle Network is the leading provider of direct hire and temporary staffing services. For over two decades, LaSalle has helped organizations hire faster and connect top talent with opportunities, from entry-level positions to the C-suite. With units specializing in Accounting and Finance, Administrative, Marketing, Technology, Supply chain, Healthcare Revenue Cycle, Call Center, Human Resources and Executive Search. LaSalle offers staffing and recruiting solutions to companies of all sizes and across all industries. LaSalle Network is the premier staffing and recruiting firm, earning over 100 culture, revenue and industry-based awards from major publications and having its company experts regularly contribute insights on retention strategies, hiring trends and hiring challenges, and more to national news outlets.